Financial Regulation

Financial regulation is the body of laws, rules, and supervisory frameworks governing financial markets, banks, broker-dealers, asset managers, payment providers, and crypto firms. Major regulators include the U.S. SEC, FINRA, CFTC, OCC, FRB, FDIC, FinCEN, CFPB; the UK FCA and PRA; the EU ESMA, EBA, and EIOPA; and global bodies like IOSCO and the Basel Committee. Core frameworks include MiFID II / MiFIR, Basel III, Dodd-Frank, Sarbanes-Oxley, EMIR, PSD2, GDPR, AML / KYC (FATF), and FATCA / CRS reporting.

Financial Regulation is profiled on the APIs.io network. Tagged areas include Financial Regulation, Compliance, SEC, FINRA, and CFTC.

🌐 Visit website 📡 Source on GitHub

1.1/100 minimal ▬ flat Agent 0/100 human only Full breakdown ↓
scored 2026-08-20 · rubric v0.12.0

0 APIs

Financial RegulationComplianceSECFINRACFTCFCAESMAMiFIDBaselDodd-FrankSarbanes-OxleyAMLKYCFATCA

Kin Score

Kin Score How this is scored →
scored 2026-08-20 · rubric v0.12.0

Composite quality — 1.1/100 · minimal

Contract Quality 0.0 / 21

Developer Ergonomics 1.2 / 17

Access Clarity 0.0 / 17

Operational Transparency 0.0 / 11

Contract Governance 0.0 / 10

Discoverability 4.3 / 9

Regulatory Posture 0.0 / 15

Agent readiness — 0/100 · human only

Machine-Readable Contract 0 / 18

Agentic Access Contract 0 / 10

Documented Reversibility 0 / 6

MCP Server 0 / 12

Machine-Readable Auth 0 / 10

Idempotency 0 / 9

Stable Error Semantics 0 / 8

Request/Response Examples 0 / 7

Rate-Limit Signaling 0 / 7

Typed Event Surface 0 / 6

Agent Skills 0 / 5

Well-Known Catalog 0 / 4

Consent & Bot Identity 0 / 3

A2A Agent Card 0 / 8

Dry-Run / Simulate Mode 0 / 4

Regulatory Posture applies to this provider. Its tags matched the Securities & Market Data regime, so Regulatory Posture carries 15 points of the composite. If this regime is wrong for your business, say so on your provider repo — the applicability map is public and we will correct it.

The six quality facets above are damped to 85 points between them, because the conditional facet above carries the other 15. That is why each facet's contribution is shown against a damped maximum: raising a quality facet moves the composite by 85% of its nominal weight, not 100%. The full arithmetic is at apis.io/rating/.

Improve this rating by publishing the missing artifacts — every area above can be raised, and the full rubric is at apis.io/rating/. This rating is computed from github.com/api-evangelist/financial-regulation: open an issue to ask a question, or submit a pull request to add artifacts. Want it done for you? Prioritized profiling — $2,500 →

Resources

Documentation 9

Reference material describing how the API behaves

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Source (apis.yml)

aid: financial-regulation
name: Financial Regulation
description: Financial regulation is the body of laws, rules, and supervisory frameworks governing financial markets, banks,
  broker-dealers, asset managers, payment providers, and crypto firms. Major regulators include the U.S. SEC, FINRA, CFTC,
  OCC, FRB, FDIC, FinCEN, CFPB; the UK FCA and PRA; the EU ESMA, EBA, and EIOPA; and global bodies like IOSCO and the Basel
  Committee. Core frameworks include MiFID II / MiFIR, Basel III, Dodd-Frank, Sarbanes-Oxley, EMIR, PSD2, GDPR, AML / KYC
  (FATF), and FATCA / CRS reporting.
type: Index
accessModel:
  pricing: unknown
  onboarding: unknown
  trial: false
  try_now: false
  public: false
  label: Unknown
  confidence: low
  source: []
  generated: '2026-07-22'
  method: derived
image: https://kinlane-images.s3.amazonaws.com/shared/apis-json/icons/financial-regulation.png
url: https://raw.githubusercontent.com/api-evangelist/financial-regulation/refs/heads/main/apis.yml
created: '2025-01-01'
modified: '2026-04-28'
specificationVersion: '0.23'
tags:
- Financial Regulation
- Compliance
- SEC
- FINRA
- CFTC
- FCA
- ESMA
- MiFID
- Basel
- Dodd-Frank
- Sarbanes-Oxley
- AML
- KYC
- FATCA
apis: []
common:
- type: Reference
  name: Wikipedia - Financial Regulation
  url: https://en.wikipedia.org/wiki/Financial_regulation
- type: Reference
  name: U.S. Securities and Exchange Commission (SEC)
  url: https://www.sec.gov/
- type: Reference
  name: Financial Industry Regulatory Authority (FINRA)
  url: https://www.finra.org/
- type: Reference
  name: Commodity Futures Trading Commission (CFTC)
  url: https://www.cftc.gov/
- type: Reference
  name: UK Financial Conduct Authority (FCA)
  url: https://www.fca.org.uk/
- type: Reference
  name: European Securities and Markets Authority (ESMA)
  url: https://www.esma.europa.eu/
- type: Reference
  name: Bank for International Settlements - Basel Committee
  url: https://www.bis.org/bcbs/
- type: Reference
  name: Financial Action Task Force (FATF)
  url: https://www.fatf-gafi.org/
- type: Reference
  name: International Organization of Securities Commissions (IOSCO)
  url: https://www.iosco.org/
maintainers:
- FN: Kin Lane
  email: kin@apievangelist.com