Financial Regulation

Financial regulation is the body of laws, rules, and supervisory frameworks governing financial markets, banks, broker-dealers, asset managers, payment providers, and crypto firms. Major regulators include the U.S. SEC, FINRA, CFTC, OCC, FRB, FDIC, FinCEN, CFPB; the UK FCA and PRA; the EU ESMA, EBA, and EIOPA; and global bodies like IOSCO and the Basel Committee. Core frameworks include MiFID II / MiFIR, Basel III, Dodd-Frank, Sarbanes-Oxley, EMIR, PSD2, GDPR, AML / KYC (FATF), and FATCA / CRS reporting.

Financial Regulation is profiled on the APIs.io network. Tagged areas include Financial Regulation, Compliance, SEC, FINRA, and CFTC.

🌐 Visit website 📡 Source on GitHub

6.8/100 minimal ▬ flat Agent 0/100 human only Full breakdown ↓
scored 2026-07-27 · rubric v0.5

0 APIs

Financial RegulationComplianceSECFINRACFTCFCAESMAMiFIDBaselDodd-FrankSarbanes-OxleyAMLKYCFATCA

Kin Score

Kin Score How this is scored →
scored 2026-07-27 · rubric v0.5

Composite quality — 6.8/100 · minimal

Contract Quality 0.0 / 25

Developer Ergonomics 1.3 / 20

Commercial Clarity 0.0 / 20

Operational Transparency 0.0 / 13

Governance 0.0 / 12

Discoverability 6.8 / 10

Agent readiness — 0/100 · human only

Machine-Readable Contract 0 / 18

Agentic Access Contract 0 / 15

MCP Server 0 / 12

Machine-Readable Auth 0 / 10

Idempotency 0 / 9

Stable Error Semantics 0 / 8

Request/Response Examples 0 / 7

Rate-Limit Signaling 0 / 7

Typed Event Surface 0 / 6

Agent Skills 0 / 5

Well-Known Catalog 0 / 4

Consent & Bot Identity 0 / 3

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Resources

Documentation 9

Reference material describing how the API behaves

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Source (apis.yml)

aid: financial-regulation
name: Financial Regulation
description: Financial regulation is the body of laws, rules, and supervisory frameworks governing financial markets, banks,
  broker-dealers, asset managers, payment providers, and crypto firms. Major regulators include the U.S. SEC, FINRA, CFTC,
  OCC, FRB, FDIC, FinCEN, CFPB; the UK FCA and PRA; the EU ESMA, EBA, and EIOPA; and global bodies like IOSCO and the Basel
  Committee. Core frameworks include MiFID II / MiFIR, Basel III, Dodd-Frank, Sarbanes-Oxley, EMIR, PSD2, GDPR, AML / KYC
  (FATF), and FATCA / CRS reporting.
type: Index
accessModel:
  pricing: unknown
  onboarding: unknown
  trial: false
  try_now: false
  public: false
  label: Unknown
  confidence: low
  source: []
  generated: '2026-07-22'
  method: derived
image: https://kinlane-images.s3.amazonaws.com/shared/apis-json/icons/financial-regulation.png
url: https://raw.githubusercontent.com/api-evangelist/financial-regulation/refs/heads/main/apis.yml
created: '2025-01-01'
modified: '2026-04-28'
specificationVersion: '0.19'
tags:
- Financial Regulation
- Compliance
- SEC
- FINRA
- CFTC
- FCA
- ESMA
- MiFID
- Basel
- Dodd-Frank
- Sarbanes-Oxley
- AML
- KYC
- FATCA
apis: []
common:
- type: Reference
  name: Wikipedia - Financial Regulation
  url: https://en.wikipedia.org/wiki/Financial_regulation
- type: Reference
  name: U.S. Securities and Exchange Commission (SEC)
  url: https://www.sec.gov/
- type: Reference
  name: Financial Industry Regulatory Authority (FINRA)
  url: https://www.finra.org/
- type: Reference
  name: Commodity Futures Trading Commission (CFTC)
  url: https://www.cftc.gov/
- type: Reference
  name: UK Financial Conduct Authority (FCA)
  url: https://www.fca.org.uk/
- type: Reference
  name: European Securities and Markets Authority (ESMA)
  url: https://www.esma.europa.eu/
- type: Reference
  name: Bank for International Settlements - Basel Committee
  url: https://www.bis.org/bcbs/
- type: Reference
  name: Financial Action Task Force (FATF)
  url: https://www.fatf-gafi.org/
- type: Reference
  name: International Organization of Securities Commissions (IOSCO)
  url: https://www.iosco.org/
maintainers:
- FN: Kin Lane
  email: kin@apievangelist.com