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Regulatory

The regulatory domain encompasses compliance requirements, regulatory reporting, and governance frameworks that organizations must adhere to across industries. APIs in this space enable businesses to automate compliance workflows, track regulatory changes, submit required filings, and manage risk. Key sectors include financial services (SEC, FINRA, CFTC), healthcare (FDA, CMS), telecommunications (FCC), and environmental regulation (EPA).

4 APIs 0 Features
ComplianceFinancial ServicesGovernanceHealthcare RegulationRegulatory ReportingRisk ManagementRegTech

APIs

FINRA Developer Center API

FINRA (Financial Industry Regulatory Authority) provides APIs to support automation goals for member firms and the broader financial services industry. APIs provide access to ma...

Compliance.ai API

Compliance.ai automatically aggregates regulatory data from Federal and State agencies, enforcement actions, regulatory publications, and millions of rules, providing an API for...

Regology API

Regology is an AI-powered global regulatory compliance platform providing APIs for regulatory research, change management, and compliance workflows. Aggregates and organizes reg...

LSEG Risk and Regulatory Compliance API

London Stock Exchange Group (LSEG) offers a developer portal with APIs for risk and regulatory compliance including sanctions screening, KYC/AML checks, and regulatory reporting...

Collections

FINRA Developer Center API

OPEN

Pricing Plans

Regulatory Plans Pricing

3 plans

PLANS

Rate Limits

Regulatory Rate Limits

5 limits

RATE LIMITS

FinOps

Regulatory Finops

FINOPS

Semantic Vocabularies

Regulatory Context

4 classes · 6 properties

JSON-LD

JSON Structure

Regulatory Compliance Check Structure

0 properties

JSON STRUCTURE

Example Payloads

Regulatory Compliance Check Finra Example

10 fields

EXAMPLE

Resources

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Website
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JSONSchema
JSONSchema
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JSONStructure
JSONStructure
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JSONLD
JSONLD
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Vocabulary
Vocabulary
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Examples
Examples

Sources

Raw ↑ 
opencollection: 1.0.0
info:
  name: FINRA Developer Center API
  version: '1.0'
request:
  auth:
    type: bearer
    token: '{{bearerToken}}'
items:
- info:
    name: Datasets
    type: folder
  items:
  - info:
      name: List datasets
      type: http
    http:
      method: GET
      url: https://api.finra.org/datasets
    docs: Returns a comprehensive list of all Query API datasets.
- info:
    name: Metadata
    type: folder
  items:
  - info:
      name: Get dataset metadata
      type: http
    http:
      method: GET
      url: https://api.finra.org/metadata/group/:group/name/:dataset
      params:
      - name: group
        value: ''
        type: path
        description: Dataset group identifier.
      - name: dataset
        value: ''
        type: path
        description: Dataset name within the group.
    docs: Returns dataset metadata, including the available fields.
- info:
    name: Partitions
    type: folder
  items:
  - info:
      name: List dataset partitions
      type: http
    http:
      method: GET
      url: https://api.finra.org/partitions/group/:group/name/:dataset
      params:
      - name: group
        value: ''
        type: path
        description: Dataset group identifier.
      - name: dataset
        value: ''
        type: path
        description: Dataset name within the group.
    docs: Retrieves unique partition values for a dataset.
- info:
    name: Data
    type: folder
  items:
  - info:
      name: Query dataset (simple)
      type: http
    http:
      method: GET
      url: https://api.finra.org/data/group/:group/name/:dataset
      params:
      - name: group
        value: ''
        type: path
        description: Dataset group identifier.
      - name: dataset
        value: ''
        type: path
        description: Dataset name within the group.
      - name: limit
        value: ''
        type: query
        description: Maximum number of records to return.
      - name: fields
        value: ''
        type: query
        description: Comma-separated list of fields to return.
    docs: Queries dataset records using optional limit and field selectors.
  - info:
      name: Query dataset (advanced)
      type: http
    http:
      method: POST
      url: https://api.finra.org/data/group/:group/name/:dataset
      params:
      - name: group
        value: ''
        type: path
        description: Dataset group identifier.
      - name: dataset
        value: ''
        type: path
        description: Dataset name within the group.
      body:
        type: json
        data: '{}'
    docs: Submits an advanced query using filters in the request body.
  - info:
      name: Get dataset record by id
      type: http
    http:
      method: GET
      url: https://api.finra.org/data/group/:group/name/:dataset/id/:id
      params:
      - name: group
        value: ''
        type: path
        description: Dataset group identifier.
      - name: dataset
        value: ''
        type: path
        description: Dataset name within the group.
      - name: id
        value: ''
        type: path
        description: Record identifier.
    docs: Retrieves a single record from supported datasets by id.
- info:
    name: Async
    type: folder
  items:
  - info:
      name: Get async request status
      type: http
    http:
      method: GET
      url: https://api.finra.org/async-requests/group/:group/name/:dataset/:requestId
      params:
      - name: group
        value: ''
        type: path
        description: Dataset group identifier.
      - name: dataset
        value: ''
        type: path
        description: Dataset name within the group.
      - name: requestId
        value: ''
        type: path
        description: Asynchronous request identifier.
    docs: Returns the status and result location for an asynchronous query request.
bundled: true