Clear Street · Trust Center

Clear Street Trust Center

Trust center

Clear Street maintains a public trust center documenting SOC 2 Type II compliance.

CompanyFinancial ServicesCapital MarketsPrime BrokerageTradingBrokerageClearingMarket DataFintechInvesting
Trust center: https://www.clearstreet.io/legal/clear-street-trust-center

Certifications & Compliance

SOC 2 Type II

Source

Trust Center

Raw ↑
generated: '2026-08-02'
method: searched
probe: true
probe_result: none
probe_note: >
  probe-security-programs.py returned trust=none because Clear Street hosts no trust.<domain>
  or security.<domain> subdomain and no /trust path. The trust center is a page nested under
  the corporate legal section, which the mechanical probe does not reach. Found by following
  the link from https://www.clearstreet.io/legal/security.
url: https://www.clearstreet.io/legal/clear-street-trust-center
name: Clear Street Trust Center
hosted: first-party
platform: null
platform_note: No third-party trust portal (SafeBase/Vanta/Drata/Conveyor/Whistic) is in use.
certifications:
- name: SOC 2 Type II
  scope: Prime Brokerage Platform
  status: maintained
  validation: independent third-party
  evidence: 'maintains a SOC 2 Type II report covering the Prime Brokerage Platform'
certifications_absent:
  note: >
    No ISO 27001, ISO 27017/27018, PCI DSS, HIPAA, FedRAMP, CSA STAR or FIPS 140 claim appears
    on the trust center or the security page. Recorded as absent, not as failing.
  checked: [ISO 27001, ISO 27017, ISO 27018, PCI DSS, HIPAA, FedRAMP, CSA STAR, FIPS 140, GDPR]
report_access:
  self_serve: false
  mechanism: email request
  contact: security@clearstreet.io
  note: No self-serve NDA-gated document portal; reports are requested by email.
security_program:
  governance:
  - Board-level oversight of security controls
  - Ongoing risk assessments
  - Defined security policies and procedures
  control_domains:
  - Identity & Access Management
  - Data Protection & Encryption
  - Infrastructure & Network Security
  - Application Security
  - Monitoring & Threat Detection
  - Vulnerability Management
  - Incident Response
  - Risk Management
  - Change Management
regulatory_status:
  source: https://www.clearstreet.io/legal/security
  memberships:
  - FINRA member broker-dealer
  - SIPC member
  - CFTC-registered Futures Commission Merchant
  - NFA member
  - FCA-authorised in the UK (Clear Street UK Limited)
  - London Metals Exchange Category 1 member
  brokercheck: https://brokercheck.finra.org/firm/summary/288933
contact:
  security_email: security@clearstreet.io
  address: 4 World Trade Center, 150 Greenwich St, Floor 45, New York, NY 10007
  phone: '+1 (646) 845-0036'
evidence:
- {source: 'https://www.clearstreet.io/legal/clear-street-trust-center', http_status: 200,
   keywords: [soc 2 type ii, trust center, security program, control domains]}
- {source: 'https://www.clearstreet.io/legal/security', http_status: 200,
   keywords: [security, trust center, finra, sipc, cftc, fca]}
x-evidence:
  fetched: '2026-08-02'