RCS Capital · Schema

Financial Advisor

Schema describing a financial advisor affiliated with an independent broker-dealer network, such as the Cetera Financial Group (formerly assembled by RCS Capital).

Broker-DealerCetera Financial GroupDefunctFinancial ServicesIndependent AdvisorInvestment BankingWealth Management

Properties

Name	Type	Description
id	string	Unique identifier for the financial advisor record.
firstName	string	Advisor's first name.
lastName	string	Advisor's last name.
crdNumber	string	FINRA Central Registration Depository (CRD) number uniquely identifying the advisor.
firmCrdNumber	string	CRD number of the registered broker-dealer the advisor is affiliated with.
firmName	string	Name of the registered broker-dealer or RIA the advisor operates under.
licenses	array	List of FINRA Series licenses held by the advisor.
designations	array	Professional designations held (e.g., CFP, CFA, ChFC).
officeAddress	object	Primary office address.
phone	string	Primary contact phone number.
email	string	Primary contact email address.
assetsUnderManagement	number	Total assets under management or advisement in USD.
clientCount	integer	Approximate number of clients served.
registeredSince	string	Date the advisor first registered with FINRA.

View JSON Schema on GitHub

JSON Schema

{
  "$schema": "https://json-schema.org/draft/2020-12/schema",
  "$id": "https://raw.githubusercontent.com/api-evangelist/rcs-capital/refs/heads/main/json-schema/rcs-capital-financial-advisor-schema.json",
  "title": "Financial Advisor",
  "description": "Schema describing a financial advisor affiliated with an independent broker-dealer network, such as the Cetera Financial Group (formerly assembled by RCS Capital).",
  "type": "object",
  "required": ["id", "firstName", "lastName", "crdNumber"],
  "properties": {
    "id": {
      "type": "string",
      "description": "Unique identifier for the financial advisor record."
    },
    "firstName": {
      "type": "string",
      "description": "Advisor's first name."
    },
    "lastName": {
      "type": "string",
      "description": "Advisor's last name."
    },
    "crdNumber": {
      "type": "string",
      "description": "FINRA Central Registration Depository (CRD) number uniquely identifying the advisor."
    },
    "firmCrdNumber": {
      "type": "string",
      "description": "CRD number of the registered broker-dealer the advisor is affiliated with."
    },
    "firmName": {
      "type": "string",
      "description": "Name of the registered broker-dealer or RIA the advisor operates under."
    },
    "licenses": {
      "type": "array",
      "description": "List of FINRA Series licenses held by the advisor.",
      "items": {
        "type": "string",
        "examples": ["Series 7", "Series 63", "Series 65", "Series 66"]
      }
    },
    "designations": {
      "type": "array",
      "description": "Professional designations held (e.g., CFP, CFA, ChFC).",
      "items": {
        "type": "string"
      }
    },
    "officeAddress": {
      "type": "object",
      "description": "Primary office address.",
      "properties": {
        "street": { "type": "string" },
        "city": { "type": "string" },
        "state": { "type": "string" },
        "postalCode": { "type": "string" },
        "country": { "type": "string", "default": "US" }
      }
    },
    "phone": {
      "type": "string",
      "description": "Primary contact phone number."
    },
    "email": {
      "type": "string",
      "format": "email",
      "description": "Primary contact email address."
    },
    "assetsUnderManagement": {
      "type": "number",
      "description": "Total assets under management or advisement in USD."
    },
    "clientCount": {
      "type": "integer",
      "description": "Approximate number of clients served."
    },
    "registeredSince": {
      "type": "string",
      "format": "date",
      "description": "Date the advisor first registered with FINRA."
    }
  }
}