Rcs Capital Financial Advisor Structure
Structure documentation for a financial advisor affiliated with an independent broker-dealer network.
Type:
Properties: 0
Broker-DealerCetera Financial GroupDefunctFinancial ServicesIndependent AdvisorInvestment BankingWealth Management
Financial Advisor is a JSON Structure definition published by RCS Capital.
{
"name": "Financial Advisor",
"description": "Structure documentation for a financial advisor affiliated with an independent broker-dealer network.",
"fields": [
{
"name": "id",
"type": "string",
"required": true,
"description": "Unique identifier for the financial advisor record."
},
{
"name": "firstName",
"type": "string",
"required": true,
"description": "Advisor's first name."
},
{
"name": "lastName",
"type": "string",
"required": true,
"description": "Advisor's last name."
},
{
"name": "crdNumber",
"type": "string",
"required": true,
"description": "FINRA Central Registration Depository (CRD) number uniquely identifying the advisor."
},
{
"name": "firmCrdNumber",
"type": "string",
"required": false,
"description": "CRD number of the registered broker-dealer the advisor is affiliated with."
},
{
"name": "firmName",
"type": "string",
"required": false,
"description": "Name of the registered broker-dealer or RIA the advisor operates under."
},
{
"name": "licenses",
"type": "array<string>",
"required": false,
"description": "List of FINRA Series licenses held by the advisor (e.g., Series 7, Series 65)."
},
{
"name": "designations",
"type": "array<string>",
"required": false,
"description": "Professional designations held (e.g., CFP, CFA, ChFC)."
},
{
"name": "officeAddress",
"type": "object",
"required": false,
"description": "Primary office address with street, city, state, postalCode, and country fields."
},
{
"name": "phone",
"type": "string",
"required": false,
"description": "Primary contact phone number."
},
{
"name": "email",
"type": "string (email)",
"required": false,
"description": "Primary contact email address."
},
{
"name": "assetsUnderManagement",
"type": "number",
"required": false,
"description": "Total assets under management or advisement in USD."
},
{
"name": "clientCount",
"type": "integer",
"required": false,
"description": "Approximate number of clients served."
},
{
"name": "registeredSince",
"type": "string (date)",
"required": false,
"description": "Date the advisor first registered with FINRA."
}
]
}