RCS Capital · JSON Structure

Rcs Capital Financial Advisor Structure

Structure documentation for a financial advisor affiliated with an independent broker-dealer network.

Type: Properties: 0
Broker-DealerCetera Financial GroupDefunctFinancial ServicesIndependent AdvisorInvestment BankingWealth Management

Financial Advisor is a JSON Structure definition published by RCS Capital.

Meta-schema:

JSON Structure

rcs-capital-financial-advisor-structure.json Raw ↑
{
  "name": "Financial Advisor",
  "description": "Structure documentation for a financial advisor affiliated with an independent broker-dealer network.",
  "fields": [
    {
      "name": "id",
      "type": "string",
      "required": true,
      "description": "Unique identifier for the financial advisor record."
    },
    {
      "name": "firstName",
      "type": "string",
      "required": true,
      "description": "Advisor's first name."
    },
    {
      "name": "lastName",
      "type": "string",
      "required": true,
      "description": "Advisor's last name."
    },
    {
      "name": "crdNumber",
      "type": "string",
      "required": true,
      "description": "FINRA Central Registration Depository (CRD) number uniquely identifying the advisor."
    },
    {
      "name": "firmCrdNumber",
      "type": "string",
      "required": false,
      "description": "CRD number of the registered broker-dealer the advisor is affiliated with."
    },
    {
      "name": "firmName",
      "type": "string",
      "required": false,
      "description": "Name of the registered broker-dealer or RIA the advisor operates under."
    },
    {
      "name": "licenses",
      "type": "array<string>",
      "required": false,
      "description": "List of FINRA Series licenses held by the advisor (e.g., Series 7, Series 65)."
    },
    {
      "name": "designations",
      "type": "array<string>",
      "required": false,
      "description": "Professional designations held (e.g., CFP, CFA, ChFC)."
    },
    {
      "name": "officeAddress",
      "type": "object",
      "required": false,
      "description": "Primary office address with street, city, state, postalCode, and country fields."
    },
    {
      "name": "phone",
      "type": "string",
      "required": false,
      "description": "Primary contact phone number."
    },
    {
      "name": "email",
      "type": "string (email)",
      "required": false,
      "description": "Primary contact email address."
    },
    {
      "name": "assetsUnderManagement",
      "type": "number",
      "required": false,
      "description": "Total assets under management or advisement in USD."
    },
    {
      "name": "clientCount",
      "type": "integer",
      "required": false,
      "description": "Approximate number of clients served."
    },
    {
      "name": "registeredSince",
      "type": "string (date)",
      "required": false,
      "description": "Date the advisor first registered with FINRA."
    }
  ]
}