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OpenAPI Specification

openapi: 3.2.0
info:
  title: TickDB Fundamentals Holders API
  description: TickDB 统一实时行情数据 API，提供 REST 和 WebSocket 接入。
  version: 1.0.3
  contact:
    email: support@tickdb.ai
servers:
- url: https://api.tickdb.ai
  description: 生产环境
security:
- ApiKeyAuth: []
tags:
- name: fundamentals-holders
paths:
  /v1/fundamentals/shareholders/latest:
    get:
      tags:
      - fundamentals-holders
      summary: 最新股东结构
      description: 获取当前股东结构快照。
      operationId: getFundamentalsShareholdersLatest
      parameters:
      - $ref: '#/components/parameters/SymbolQuery'
      - $ref: '#/components/parameters/TypeQuery'
      responses:
        '200':
          $ref: '#/components/responses/LatestShareholdersResponse'
        default:
          $ref: '#/components/responses/ErrorResponse'
  /v1/fundamentals/shareholders/top:
    get:
      tags:
      - fundamentals-holders
      summary: 股东持仓
      description: 查询主要股东在不同报告期的持股情况、持仓变动及详情可用状态。
      operationId: getFundamentalsShareholdersTop
      parameters:
      - $ref: '#/components/parameters/SymbolQuery'
      - $ref: '#/components/parameters/TypeQuery'
      responses:
        '200':
          $ref: '#/components/responses/TopShareholdersResponse'
        default:
          $ref: '#/components/responses/ErrorResponse'
  /v1/fundamentals/shareholders/detail:
    get:
      tags:
      - fundamentals-holders
      summary: 股东持仓详情
      description: 根据股东对象 ID 查询单个股东的持仓和交易明细。
      operationId: getFundamentalsShareholderDetail
      parameters:
      - $ref: '#/components/parameters/SymbolQuery'
      - $ref: '#/components/parameters/TypeQuery'
      - $ref: '#/components/parameters/ObjectIDQuery'
      responses:
        '200':
          $ref: '#/components/responses/ShareholderDetailResponse'
        default:
          $ref: '#/components/responses/ErrorResponse'
  /v1/fundamentals/fund-holdings/latest:
    get:
      tags:
      - fundamentals-holders
      summary: 持股基金
      description: 查询哪些基金披露持有指定股票，以及该股票在各基金持仓中的比例；支持分页查询。
      operationId: getFundamentalsFundHoldingsLatest
      parameters:
      - $ref: '#/components/parameters/SymbolQuery'
      - $ref: '#/components/parameters/TypeQuery'
      - $ref: '#/components/parameters/FundHoldingsLimitQuery'
      - $ref: '#/components/parameters/CursorQuery'
      responses:
        '200':
          $ref: '#/components/responses/FundHoldingsResponse'
        default:
          $ref: '#/components/responses/ErrorResponse'
components:
  responses:
    ErrorResponse:
      description: 错误响应。常见 HTTP 状态包括 400（参数错误）、401（鉴权失败）、403（权限或配额限制）、404（无匹配数据）、429（请求频率限制）和 503（服务暂不可用）。
      content:
        application/json:
          schema:
            $ref: '#/components/schemas/ErrorEnvelope'
          examples:
            missingAPIKey:
              summary: 缺少 API Key
              value:
                code: '1002'
                message: API key is required. Provide via X-API-Key header
                error: '1002'
            missingKind:
              summary: 缺少必填参数
              value:
                code: 40001
                message: kind is required
                data: null
            endpointForbidden:
              summary: API Key 无权访问该接口
              value:
                code: 3009
                message: This endpoint is not allowed for your API key
                data: null
            marketForbidden:
              summary: API Key 未开放该市场
              value:
                code: 3010
                message: Fundamentals market not allowed for your API key
                data:
                  market: US
            noAvailableSource:
              summary: 数据暂不可用
              value:
                code: 5003
                message: Data is temporarily unavailable
                data: null
            notFound:
              summary: 无匹配数据
              value:
                code: 40404
                message: shareholder detail not found
                data: null
            businessNoData:
              summary: 查询条件无有效业务数据
              value:
                code: 40405
                message: valuation time series not found
                data: null
    ShareholderDetailResponse:
      description: 股东持仓详情响应。
      content:
        application/json:
          schema:
            $ref: '#/components/schemas/ShareholderDetailEnvelope'
    TopShareholdersResponse:
      description: 股东持仓响应。
      content:
        application/json:
          schema:
            $ref: '#/components/schemas/TopShareholdersEnvelope'
    FundHoldingsResponse:
      description: 持股基金响应。
      content:
        application/json:
          schema:
            $ref: '#/components/schemas/FundHoldingsEnvelope'
    LatestShareholdersResponse:
      description: 最新股东结构响应。
      content:
        application/json:
          schema:
            $ref: '#/components/schemas/LatestShareholdersEnvelope'
  schemas:
    TopShareholdersEnvelope:
      allOf:
      - $ref: '#/components/schemas/SuccessEnvelope'
      - type: object
        properties:
          data:
            $ref: '#/components/schemas/TopShareholdersData'
    TopShareholdersData:
      type: object
      required:
      - symbol
      - total
      - periods
      - info
      - members
      properties:
        symbol:
          type: string
          description: 标准化股票代码。
        total:
          type: integer
          description: 整理后的股东记录数量。
        periods:
          type: array
          items:
            type: string
          description: 可用报告期列表。
        info:
          type: array
          items:
            $ref: '#/components/schemas/TopShareholderPeriod'
          description: 按报告期分组的股东持仓数据。
        members:
          type: array
          description: 整理后的股东记录。
          items:
            $ref: '#/components/schemas/TopShareholderMember'
      additionalProperties: false
    PageInfo:
      type: object
      required:
      - next_cursor
      - limit
      properties:
        next_cursor:
          type:
          - string
          - 'null'
          description: 下一页游标；非空时原样作为下一次请求的 cursor 参数，末页为 null。
        limit:
          type: integer
          minimum: 1
          description: 当前分页上限。
      additionalProperties: true
    FundHoldingsData:
      type: object
      required:
      - symbol
      - total
      - members
      properties:
        symbol:
          type: string
          description: 标准化股票代码。
        total:
          type: integer
          description: 持有该股票的基金记录总数。
        members:
          type: array
          description: 披露持有该股票的基金列表。
          items:
            $ref: '#/components/schemas/FundHoldingMember'
      additionalProperties: true
    LatestShareholdersEnvelope:
      allOf:
      - $ref: '#/components/schemas/SuccessEnvelope'
      - type: object
        properties:
          data:
            $ref: '#/components/schemas/LatestShareholdersData'
    ShareholderDetailData:
      type: object
      required:
      - symbol
      - object_id
      - name
      - holding_summary
      - holding_periods
      - holding_details
      - trading_periods
      - tradings
      properties:
        symbol:
          type: string
          description: 标准化股票代码。
        object_id:
          type: string
          description: 股东对象 ID。
        name:
          type: string
          description: 股东名称。
        title:
          type:
          - string
          - 'null'
          description: 股东或机构标题。
        holding_summary:
          type: array
          description: 分报告期的持仓汇总。
          items:
            $ref: '#/components/schemas/ShareholderHoldingSummary'
        holding_periods:
          type: array
          description: 可用持仓报告期。
          items:
            type: string
        holding_details:
          type: array
          description: 逐报告期持仓明细。
          items:
            $ref: '#/components/schemas/ShareholderHoldingDetail'
        trading_periods:
          type: array
          description: 可用交易统计期间。
          items:
            type: string
        tradings:
          type: array
          description: 分期间交易汇总。
          items:
            $ref: '#/components/schemas/ShareholderTradingSummary'
      additionalProperties: false
    LatestShareholderMember:
      type: object
      required:
      - shareholder_name
      - percent_of_shares
      - shares_changed
      - report_date
      properties:
        shareholder_name:
          type: string
          description: 股东名称。
        percent_of_shares:
          type: string
          description: 持股比例数值，不含百分号。
        shares_changed:
          type: string
          description: 较上一报告期的股份变动数量。
        report_date:
          type: string
          format: date
          description: 该条记录的报告日期。
      additionalProperties: false
    ShareholderHoldingSummary:
      type: object
      required:
      - accum_buy
      - accum_sell
      - percent_stock_price_changed
      - period
      - stock_price
      properties:
        accum_buy:
          type: string
          description: 该报告期累计买入数量。
        accum_sell:
          type: string
          description: 该报告期累计卖出数量。
        percent_stock_price_changed:
          type: string
          description: 该报告期股价变化比例，包含百分号。
        period:
          type: string
          description: 报告期。
        stock_price:
          type: string
          description: 该报告期对应股价。
      additionalProperties: false
    TopShareholderPeriodMember:
      type: object
      required:
      - filing_date
      - name
      - object_id
      - percent_shares_changed
      - percent_shares_held
      - period
      - shares_changed
      - shares_held
      properties:
        filing_date:
          type: string
          description: 申报日期。
        name:
          type: string
          description: 股东名称。
        object_id:
          type: string
          description: 股东对象 ID。
        percent_shares_changed:
          type: string
          description: 持股比例变化，包含百分号。
        percent_shares_held:
          type: string
          description: 持股比例，包含百分号。
        period:
          type: string
          description: 该条记录所属报告期。
        shares_changed:
          type: string
          description: 股份变动数量。
        shares_held:
          type: string
          description: 持股数量。
      additionalProperties: false
    SuccessEnvelope:
      type: object
      required:
      - code
      - data
      properties:
        code:
          type: integer
          const: 0
          description: 业务状态码，成功为 0。
    TopShareholderPeriod:
      type: object
      required:
      - period
      - share_holders
      properties:
        period:
          type: string
          description: 报告期。
        share_holders:
          type: array
          description: 该报告期的股东持仓列表。
          items:
            $ref: '#/components/schemas/TopShareholderPeriodMember'
      additionalProperties: false
    FundHoldingMember:
      type: object
      required:
      - fund_code
      - fund_symbol
      - fund_name
      - currency
      - position_ratio
      - report_date
      properties:
        fund_code:
          type: string
          description: 基金代码。
        fund_symbol:
          type: string
          description: 基金代码。
        fund_name:
          type: string
          description: 基金名称。
        currency:
          type: string
          description: 币种。
        position_ratio:
          type:
          - string
          - number
          - 'null'
          description: 该股票在对应基金持仓中的比例。
        report_date:
          type: string
          format: date
          description: 基金持有该股票的信息披露日期。
      additionalProperties: true
    ErrorEnvelope:
      type: object
      required:
      - code
      - message
      properties:
        code:
          description: TickDB API 业务错误码；可能为整数或字符串，客户端应归一化为字符串后比较。
          oneOf:
          - type: integer
          - type: string
        message:
          type: string
          description: 错误说明。
        error:
          type: string
          description: 兼容错误标识；仅部分错误响应返回。
        data:
          description: 可选的错误上下文；可能为 null、对象或数组。
          oneOf:
          - type: 'null'
          - type: object
            additionalProperties: true
          - type: array
            items: {}
    LatestShareholdersData:
      type: object
      required:
      - symbol
      - report_date
      - total
      - members
      properties:
        symbol:
          type: string
          description: 标准化股票代码。
        report_date:
          type: string
          format: date
          description: 报告日期。
        total:
          type: integer
          description: 股东记录数量。
        members:
          type: array
          description: 最新一期股东记录列表。
          items:
            $ref: '#/components/schemas/LatestShareholderMember'
      additionalProperties: false
    ShareholderHoldingDetail:
      type: object
      required:
      - filing_date
      - name
      - object_id
      - percent_shares_changed
      - percent_shares_held
      - period
      - shares_changed
      - shares_held
      properties:
        filing_date:
          type: string
          description: 申报日期。
        name:
          type: string
          description: 股东名称。
        object_id:
          type: string
          description: 股东对象 ID。
        percent_shares_changed:
          type: string
          description: 持股比例变化，包含百分号。
        percent_shares_held:
          type: string
          description: 持股比例，包含百分号。
        period:
          type: string
          description: 报告期。
        shares_changed:
          type: string
          description: 股份变动数量。
        shares_held:
          type: string
          description: 持股数量。
      additionalProperties: false
    ShareholderTradingSummary:
      type: object
      required:
      - accum_buy
      - accum_sell
      - net_buy
      - period
      - trading_details
      properties:
        accum_buy:
          type: string
          description: 该期间累计买入数量。
        accum_sell:
          type: string
          description: 该期间累计卖出数量。
        net_buy:
          type: string
          description: 该期间净买入数量。
        period:
          type: string
          description: 交易统计期间。
        trading_details:
          type: array
          description: 该期间的交易明细列表。
          items:
            type: object
            additionalProperties: true
      additionalProperties: false
    TopShareholderMember:
      type: object
      required:
      - object_id
      - shareholder_name
      - shareholder_type
      - shares_held
      - percent_shares_held
      - percent_shares_held_raw
      - percent_shares_changed
      - filing_date
      - report_date
      - detail_available
      properties:
        object_id:
          type: string
          description: 股东对象 ID。
        shareholder_name:
          type: string
          description: 股东名称。
        shareholder_type:
          type:
          - string
          - 'null'
          description: 股东类型。
        shares_held:
          type: string
          description: 持股数量。
        percent_shares_held:
          type:
          - string
          - 'null'
          description: 持股比例数值，不含百分号；无法转换时为 null。
        percent_shares_held_raw:
          type: string
          description: 原始持股比例文本，包含百分号并可保留 `<0.01%` 等表示。
        percent_shares_changed:
          type:
          - string
          - 'null'
          description: 持股比例变化数值，不含百分号；无法转换时为 null。
        filing_date:
          type: string
          format: date
          description: 申报日期。
        report_date:
          type:
          - string
          - 'null'
          format: date
          description: 报告日期。
        detail_available:
          type: boolean
          description: 该 object_id 是否存在可用股东详情。
      additionalProperties: false
    ShareholderDetailEnvelope:
      allOf:
      - $ref: '#/components/schemas/SuccessEnvelope'
      - type: object
        properties:
          data:
            $ref: '#/components/schemas/ShareholderDetailData'
    FundHoldingsEnvelope:
      allOf:
      - $ref: '#/components/schemas/SuccessEnvelope'
      - type: object
        required:
        - page
        properties:
          data:
            $ref: '#/components/schemas/FundHoldingsData'
          page:
            $ref: '#/components/schemas/PageInfo'
  parameters:
    TypeQuery:
      name: type
      in: query
      required: false
      schema:
        type: string
        enum:
        - stock
      description: 产品类型，当前支持 `stock`
    ObjectIDQuery:
      name: object_id
      in: query
      required: true
      schema:
        type: string
      description: 来自股东持仓接口且 `detail_available=true` 的对象 ID
    SymbolQuery:
      name: symbol
      in: query
      required: true
      schema:
        type: string
        examples:
        - AAPL
        - '700'
        - '600519'
        - AAPL.US
        - 700.HK
        - 600519.SH
      description: 股票代码
    FundHoldingsLimitQuery:
      name: limit
      in: query
      required: false
      schema:
        type: integer
        minimum: 1
        maximum: 500
        default: 200
      description: 单页数量，默认 200，范围 `1–500`
    CursorQuery:
      name: cursor
      in: query
      required: false
      schema:
        type: string
        minLength: 1
      description: 下一页游标；第一页不传
  securitySchemes:
    ApiKeyAuth:
      type: apiKey
      in: header
      name: X-API-Key
x-user-api-scope:
  primary_user_api_count: 25
  authentication: X-API-Key
x-fundamentals-product-scope:
  supported_stock_categories:
  - market: US
    exchanges:
    - NASDAQ
    - NYSE
    - AMEX
    category: stock
  - market: HK
    exchanges:
    - HKEX
    category: stock
  - market: CN
    exchanges:
    - SH
    - SZ
    category: stock
  unsupported_upstream_categories:
  - US_ARCA
  - US_BATS
  - CN_BJ_STOCK
  - CN_SH_ETF
  - CN_SZ_ETF
  unsupported_behavior: 不承诺 fundamentals 数据可用性；当前接口行为包括结构化 404 或格式正确的成功空响应。