broadridge Accounts API

openapi: 3.1.0
info:
  title: Broadridge Wealth Management Accounts API
  description: The Broadridge Wealth Management API provides access to account activity, balances, positions, and transaction data for wealth management platforms. REST APIs enable broker-dealers and RIAs to integrate Broadridge back-office clearing and custody data into front-office wealth management applications.
  version: 1.0.0
  contact:
    name: Broadridge Developer Contact
    url: https://www.broadridge.com/resource/developer-api-contact
servers:
- url: https://api.broadridge.example.com
  description: Broadridge Wealth API
security:
- oauth2: []
- bearerAuth: []
tags:
- name: Accounts
  description: Account information and balances
paths:
  /wealth/v1/accounts:
    get:
      operationId: listAccounts
      summary: List accounts
      description: Retrieve a list of accounts associated with the authenticated advisor or broker.
      tags:
      - Accounts
      parameters:
      - name: accountType
        in: query
        description: Filter by account type
        schema:
          type: string
          enum:
          - Brokerage
          - IRA
          - Roth_IRA
          - SEP_IRA
          - Trust
          - Custodial
      - name: status
        in: query
        schema:
          type: string
          enum:
          - Active
          - Inactive
          - Closed
          - Frozen
      - name: repId
        in: query
        description: Filter by registered representative ID
        schema:
          type: string
      - name: page
        in: query
        schema:
          type: integer
          default: 1
      - name: pageSize
        in: query
        schema:
          type: integer
          default: 25
      responses:
        '200':
          description: List of accounts
          content:
            application/json:
              schema:
                $ref: '#/components/schemas/AccountList'
        '401':
          $ref: '#/components/responses/Unauthorized'
  /wealth/v1/accounts/{accountNumber}:
    get:
      operationId: getAccount
      summary: Get account details
      description: Retrieve full details for a specific account including balance and registration information.
      tags:
      - Accounts
      parameters:
      - name: accountNumber
        in: path
        required: true
        description: Account number
        schema:
          type: string
      responses:
        '200':
          description: Account details
          content:
            application/json:
              schema:
                $ref: '#/components/schemas/Account'
        '404':
          $ref: '#/components/responses/NotFound'
  /wealth/v1/accounts/{accountNumber}/balances:
    get:
      operationId: getAccountBalances
      summary: Get account balances
      description: Retrieve current and as-of-date balance information for an account.
      tags:
      - Accounts
      parameters:
      - name: accountNumber
        in: path
        required: true
        schema:
          type: string
      - name: asOfDate
        in: query
        description: Get balances as of a specific date
        schema:
          type: string
          format: date
      responses:
        '200':
          description: Account balances
          content:
            application/json:
              schema:
                $ref: '#/components/schemas/AccountBalances'
components:
  schemas:
    AccountList:
      type: object
      properties:
        data:
          type: array
          items:
            $ref: '#/components/schemas/Account'
        pagination:
          $ref: '#/components/schemas/Pagination'
    Address:
      type: object
      properties:
        street1:
          type: string
        street2:
          type: string
        city:
          type: string
        state:
          type: string
        postalCode:
          type: string
        country:
          type: string
    Pagination:
      type: object
      properties:
        page:
          type: integer
        pageSize:
          type: integer
        totalPages:
          type: integer
        totalItems:
          type: integer
    AccountBalances:
      type: object
      properties:
        accountNumber:
          type: string
        asOfDate:
          type: string
          format: date
        totalAccountValue:
          type: number
        netAccountValue:
          type: number
        cashBalance:
          type: number
        marginBalance:
          type: number
        longMarketValue:
          type: number
        shortMarketValue:
          type: number
        openOrderValue:
          type: number
        currency:
          type: string
    Account:
      type: object
      properties:
        accountNumber:
          type: string
        accountName:
          type: string
        accountType:
          type: string
          enum:
          - Brokerage
          - IRA
          - Roth_IRA
          - SEP_IRA
          - Trust
          - Custodial
        status:
          type: string
          enum:
          - Active
          - Inactive
          - Closed
          - Frozen
        registrationType:
          type: string
        taxId:
          type: string
        repId:
          type: string
        branchCode:
          type: string
        openDate:
          type: string
          format: date
        closeDate:
          type: string
          format: date
        primaryHolder:
          $ref: '#/components/schemas/AccountHolder'
        jointHolder:
          $ref: '#/components/schemas/AccountHolder'
        currentValue:
          type: number
        currency:
          type: string
          default: USD
    AccountHolder:
      type: object
      properties:
        firstName:
          type: string
        lastName:
          type: string
        ssn:
          type: string
        dateOfBirth:
          type: string
          format: date
        address:
          $ref: '#/components/schemas/Address'
    Error:
      type: object
      properties:
        code:
          type: string
        message:
          type: string
  responses:
    NotFound:
      description: Not found
      content:
        application/json:
          schema:
            $ref: '#/components/schemas/Error'
    Unauthorized:
      description: Unauthorized
      content:
        application/json:
          schema:
            $ref: '#/components/schemas/Error'
  securitySchemes:
    oauth2:
      type: oauth2
      flows:
        clientCredentials:
          tokenUrl: https://auth.broadridge.example.com/oauth/token
          scopes:
            accounts:read: Read account data
            positions:read: Read position data
            transactions:read: Read transaction data
    bearerAuth:
      type: http
      scheme: bearer